Profile picture of Advanced Regulatory Compliance

Advanced Regulatory Compliance

Beverly Hills, CA
2 staff members
2.5 399 Reviews
Company Profile

Advanced Regulatory Compliance, LLC (ARC) is a national, full-service investment advisory compliance consulting practice backed by its association with The Law Offices of Patrick J. Burns, Jr., P.C., a securities law firm dedicated to assisting breakaway brokers. The explosive growth of the investment advisory business in recent years created a need for a firm such as ARC to help investment advisers deal with their ever increasing compliance obligations in a challenging regulatory environment. ARC provides practical solutions to complex compliance issues. Our key services include investment adviser registration, mock audits/annual reviews, ongoing compliance support, consultations and compliance technology solutions. ARC's highly skilled professionals provide compliance support to a variety of investment advisory firms; from start-ups to multi-billion dollar practices.

Company size

1 to 50

Type

Company - Private

Revenue

Less than $1 million (USD) per year

Industry

Finance

Competitors

Unknown

Founded

2004

Company site

http://www.advreg.com

Staff Members
Worked since Wednesday, Feb 28 2024
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