Lisa Busse

United States, California, Solana Beach
55 years old
4.0 1 Reviews
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Anonymous
4.0
02/18/2019 @ 12:03 pm

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Education

No Education Specified

Career History
  • LPL Financial

    Manager, Registration Services
    01/2004 to 01/2011
  • Aim Mutual Fund

    Senior Retirement Plan Specialist
    01/2001 to 01/2001
  • Advantage Capital Corporation

    Sr. Licensing Specialist/Registration & Compliance Department
    01/2000 to 01/2000
  • Raymond James & Associates, Inc

    Sr. Mutual Fund Trader/Operations Specialist
    01/1995 to 01/1999
  • LPL Financial

    Manager, Advisor Review-Governance, Risk & Compliance
  • LPL Financial

    Compliance Analyst-Governance, Risk & Compliance
  • LPL Financial

    Compliance Analyst-Governance, Risk and Compliance
Family & Friends

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Core Competencies

No Core Competencies Specified

Greatest Attributes

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Business Achievements

No Business Achievements Specified

Worst Failures in Business

No Worst Failures in Business Specified

Political Party

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